Records management Policy


This dental practice holds and maintains information about the business and its patients that is necessary for the efficient running of the practice and the effective provision of dental care. this policy describes the information that must be kept, how it must be stored, archived and disposed of to ensure that the practice complies with the requirements of data protections legislations

The practice confidentiality policy described the need for all members of the dental team to keep patients information confidential and practice procedures for handling information about patients; it must be followed always. The arrangements for keeping information safe are described in the practice Data Security Policy, which includes the measures for physical and electronic security.

The practice Privacy Notice for patients helps them understand how the practice uses and protects their personal information.

Retaining information
Information about the business and its patients is kept for no longer than required.

*Patient records are maintained and kept up to date while the individual remains a practice patients. When they cease to be a patient of the practice, their records are retained for ten years following their last visit to the practice or until age of 25, whichever is longer.
*Personnel and associate records are maintained and kept up to date whilst the individual works at the practice their records as an employee or self-employed contractor. Following their departure from the practice their records are retained for six years from the date of leaving the practice. Records relating to workplace accidents or injuries are retained indefinitely. Records for associates are kept up to eight years.
*Financial records are retained for at least six years.
*Business records, including contracts with suppliers, are retained for at least six years.

Secure storage
All members of the team must protect information held by the practice and store it securely. Information is only accessed on a need-to-know basis: where it is necessary to carry out required tasks; in the delivery of care to patients; or upon the direct instruction of a senior person within the practice.

For the records held electronically, access is password protected and restricted to those who, as part of their work duties, require the information. Electronic records are regularly backed-up by Ishita Poddar (Practice owner) Jackie Prentice (practice manager) and the backups are stored off-site in a physically secure location.

Non-electronic (paper) records are stored in a location that is not accessible to patients, visitors to the practice or other members of the public. To ensure that patient record cards, financial information and personnel records are stored securely they must be kept in lockable cabinets at the end of each working day and the keys retained by Ishita Poddar and Jackie Prentice.

Patient record cards are stored securely in a locked cupboard and access is restricted to members of the dental team.

Financial information and personnel records are stored securely in the practice managers office.

Archiving records

Where records need to be retained but are no longer required on a day-to-day basis, they are archived and stored securely. Records will be stored in a way that ensures easy identification and retrieval. The final decision on archiving information is taken by Ishita Poddar or Jackie Prentice.

Electronic records that need to be retained but are not required on a day-to-day basis are, in the first instance, archived within the IT system. Where electronic storage space is at or neat capacity, archived electronic date will be copied onto a suitable electronic format with copies stored securely at the practice premises and off-site.

The practice has systems for reviewing archived information that is no longer needed. The system allow us to monitor archived information by setting up a calendar alert for the annual review of the various types of information held. Our personnel information is reviewed at the end of July and December of each year, patient records are reviewed in March and October.

Secure disposal of old records
Records that are no longer required are disposed of securely by shredding, pulping or incineration. The services of a professional contractor will be used where necessary; a certificate of confidential destruction is obtained and retained by the practice as evidence of DPA compliance.

Patient study models are disposed of as soon as they are no longer required, and at the latest at the same time as the records associated with the patient are disposed of. Patient information is erased from the study model and placed into a secure box and collected by our waste management company and a consignment note is given on collection.

Records held electronically and backups of electronic information are disposed of using the secure deletion option on the practice computer system.

The final decision of disposing records will be taken by Ishita Poddar or Jackie Prentice.